EQUITY MASTER SECURITIES (PRIVATE) LIMITED, MEMBER OF THE LAHORE STOCK EXCHANGE (G) LIMITED versus
Sections 16 and 22 Securities and Exchange Rules, 1971, R4 (4) Violation of Complaint against Complainant, Due to Regular Violation by Complaint Company, It is Submitted to the Company by the Company's Chief Executive Officer What was, was alleged. When opening a client's account, he / she records the cell / mobile number of the client / account holder with mutual understanding which can also be used to send section M section text which includes daily trade verification and Other market information is included. In accordance with the specific terms and conditions of the Standard Account Opening Form (SAF) Form, SMS message / text was not included in acceptable ways, and SMS message / text sent to the complainant did not include the required information. Was transmitted under R4 (4) of the Securities and Exchange Rules, 1971, violating the aforesaid rules and the extension of the validation of trade by Company H, established under the provisions of the Special Terms and Conditions of the COF Special Tried to establish a system that was not recognized by the existing legal framework, under the system established by the company Any dissemination of the validity of the trade will not be excluded from its obligations. The law firm was obliged to abide by the provisions of the Securities and Exchange Ordinance, 1969, and the rules made under it were to be done only if a law provided for a particular procedure and There should be no other way. In the event of the Company's failure to respond to the Complainant's margin calls, Securities & E
Related judgments — Securities and Exchange Commission of Pakistan, 2012
