MUNAF SATTAR, SECURITIES (PRIVATE) LIMITED versus
Section 21 Securities and Exchange Commission of Pakistan Act (XLII of 1997), Section 29 (2) Brokers and Agents Registration Rules 2001, Rr 8 and 12, Third Schedule Applicable Rules and Rules and Regulations Shock Notice to the Company Was released by According to the Inquiry Officer's Report on the violation of R12 by the Securities and Exchange Commission, Regulation 2001 of the Registration of Brokers and Agents, and Rule 5 of the Code of Conduct in the Third Schedule of the Inquiry Officer, 553 incidents have been mentioned. The Commission's letter acknowledged most of the mistakes made by the company, which agreed to cooperate with the Commission and to abide by the rules and regulations, and said that the empty sale was the result of a mistake and that it did Intent not represented. Brokers 'and agents' registration, Rules, 2001, was not taken by the Commission, using the doctrine of softening in the case of damaging the market or public interest.
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