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FDM CAPITAL SECURITIES (PVT.) LIMITED versus

Selling blank in violation of Regulations 4 and 5 Brokers and Agents Registration Rules 2001, R 8 and Third Schedule. Banning Regulation 4 of the Central Depository Company of Pakistan Regulations 2002, provided there are no valid sales inquiries. During the review, the officer disclosed 18 instances of empty sales that entered into a contract lending arrangement to meet customer delivery requirements, not an empty sale identified by the inquiry officer, but a short sale. Which was given under the Central Depository Company of Pakistan. At the time of the order, the short sale was made without identifying the trade, which was a violation of Rule 8 of the Central Depository Company of Pakistan Regulations, Broker Rand Agents Registration Rules, 2001, 2002 ? Provided that the Securities and Exchange Commission of Pakistan was of the opinion that a broker is at fault internationally. Violated any of the rules or directives given or given and failed to comply with the Exchange rules and regulations. Any requirement of the Code of Conduct is envisaged in Schedule III, the Commission may act in the public interest under R8 (a) or (b) of the Registration of Brokers and Agents, 2001 because short sale without a trade mark. At a short sale at the time the tax orders were deployed, the company violated the Central Depository Company of Pakistan Regulations, 2002, by brokers and agents. jobs for advocates from Mangla lawyer