MUHAMMAD MUNIR MUHAMMAD AHMAD KHANANI SECURITIES (PVT.) LIMITED versus
Regln 4 Brokers and Agents Registration Rules, 2001, R 8 and third, selling vacancies in violation of Schedule Rules. In violation of Rule 8, 2001 of the registration of brokers and agents, the company sold the vacancy on 616 occasions, provided the Securities and Exchange Commission held that a broker had failed to comply with any of the conditions. Securities and Exchange Commission of Pakistan Act, 1997 or Securities and Exchange Ordinance, 1969; or any principle or direction made thereunder or given. And violated the rules of exchange. Or had failed to comply with any of the code of conduct set forth in the Third Schedule, vacant proceedings under R8 (a) (b) of the Company's Registration of Brokers and Agents, 2001 Company, 2001 Is. Failure to comply with Article 5 of the Code of Conduct contained in violation of Central Depository Company of Pakistan Regulations, 2002, and Regulation of Brokers and Agents Regulation 2001, was fined Rs. 75,000. Company under Rule 8 of the Central Depository Company of Pakistan Regulations 2002
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