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Y.H. SECURITIES (PVT.) LIMITED versus

Trade 8, 12 and Third Schedule Change fines and Agent Registration Rules 1 and A2 of the Third Schedule to the Rules of 2001 read with Regulation 2001, provided that a broker maintains high standards. In all of their business dealings with integrity, promptness and fairness, while the broker will work in a timely manner with the proper skills and diligence in conducting all of his business under clause A2, the inquiry officer's inquiry revealed several instances where the trade KATS. I had entered Later, in the previous office records of the Inquiry Officer, a client assigned to another client also revealed that in several instances assigned by the company to the customer, KATS was not present in the back office record or KATS was entered. Had not happened Despite the company's claim that its exchange has been reported in the course of the company's execution of the transaction, the fact is that it has the expertise, care and diligence to conduct fair trade and business. In practice, it was imperative that clients use the correct KATS during the trading process and then change their interest and the opportunity to detect any violation of the rules, from allocating them to another user. Was born And the rules which may have failed to comply with Articles A1 and A2 of the R8 Code of Conduct for Registration of Companies Brokers and Agents 2001, the company was fined Rs. 1,000. 8 (b) stated principles, 2001 best law firms from Sangote lawyer