Failure to comply with the Brokers Rules in Section 22 Brokers and Agents Registration Rules, 2001, 8, 12 and Third Schedule involved extensive buy-in by companies imposed on penal company clients. The brokerage house did not change the beneficial ownership, artificially increased the value of the shares and said that the shares of other companies had artificial volume and that in the circumstances it was possible to create artificial business and price movements. As a result of such an attempt, innocent investors were also forced. The trade in this scrap required the entry of brokers and agents for the development of a fair and transparent market, as well as the rules of Regulation 12 of 2001, that the company had to comply with the Code of Conduct established under the Brokers Rules. Should be banned. Which essentially forced the company to operate its business with care and expertise. And appropriate systems and controls to ensure that its business is compliant with the above rules and refrain from interfering with the clean and fair work of a market company that is expected to have a A well-known brokerage home will be discussed. And the strict compliance of the Code of Conduct with full compliance with the requirements was further enhanced by the fact that the company was one of the largest and corporate group in Pakistan, which facilitated trade and market efficiency and efficiency. I was interrupted. The company, which monitors the trade of the company, indicated that the company should conduct its business with full attention and care.
Related judgments — Securities and Exchange Commission of Pakistan, 2010
