SHOW CAUSE NOTICE ISSUED TO JS GLOBAL CAPITAL LIMITED versus
Section 22 Trading by Individual Customers of the Company in Shares of Other Companies The Stock Exchange's Automated Trading System Trading Data reveals that the Company's five individual clients have traded extensively in shares of multiple companies, As a result, individual clients said. Such trading generated a total profit of over $ 8 million in their account, with individual clients' trading patterns and their coordination with the company's foreign and local institutional clients trading as well as individual with senior. With the observation of a strong relationship with some of the clients. The company's executive, Prime Fees, indicated that the company had failed to best implement its foreign and local on-premises client company, therefore, to protect confidential information regarding individual client big business orders and investment decisions. I failed, which was being used by them. Individual Clients For their own business purposes, employs employees by misusing the information they make about the business decisions provided by the Company's foreign and local institutional clients. Was not followed according to methods which led to approximately two two-year periods in suspected trading. The individual client, who was involved with the company's employees, was significant. Which led to the suspicion that these activities were not detected despite strong control and policies by the company, which included employees of the company, including senior officials, in the suspicious activities of individual clients.
Related judgments — Securities and Exchange Commission of Pakistan, 2012
