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BAWA SECURITIES (PRIVATE) LIMITED versus

Regular 4 Brokers and Agents Registration Regulations 2001, R 8 and Third Schedule Selling vacancies The Central Depository Company of Pakistan Regulations 2002 prohibits the sale of vacancies by the enforcement of the Penalty Regulation 4, but the vacant sale of the inquiry officer is 6, 829 incidents were reported. During the company's review period, the company stated that the events identified by the inquiry officer were not empty sales and that the relevant clients were already interested in the trade. The company's further requirement was that the customer be executed in certain cases. Was instructed. Examples of 6,013 vacancies were established to provide securities to the sales order and the broker, which was violated by the Company's Rule 4 of the Central Depository Company of Pakistan Regulations 2002, sub-rule of Brokers R8 (iii) ). And Agent Registration Rules, 2001 and the Company also failed to comply with the existing Code of Conduct Clause A5 in the third schedule of Brokers Rules 2001, thereby attracting sub Rule R (IV) of the Companies However, a fine of Rs 100,000 was imposed under R8 (b) of the Regulation of Brokers and Agents of 2001. famous lower court advocate from Khanewal lawyer