Section 6 and 22 Brokers and Agents Registration Regulations 2001, R8 Stock Exchange Members (Inspection Books and Records) Regulations 2001, Rr 3 and 4 Failure to provide the required information, inspection report by the inspection team to the inspection team Documents submitted to the Commission were disclosed that the defendant / broker company did not cooperate with the inspectors in providing the required information, documents and clarifications under the Law Broker Company despite the numerous occasions; / Docs / failed to provide details. The inspection team, in a timely manner, which banned the inspection team's ability to conduct inspections initiated by the commission, was in breach of the required information / documents, violation of rules and regulations, which was a serious matter such as That is provided in sub-section. 3) Violation of the rules and regulations of Section 6 of the Securities and Exchange Ordinance, 1969, and of Rule 8, 2001, of the registration of brokers and agents, was a serious matter that caused the Commission to exercise its powers under section 22 of the Securities and Exchange Ordinance. In use, the broker was also entitled to suspend the registration of the company commission. 19 1969, the company fined Rs 100,000
Related judgments — Securities and Exchange Commission of Pakistan, 2015
