AXIS GLOBAL LIMITED, BROKER KARACHI STOCK EXCHANGE LIMITED versus
Section 22 Brokers and Agents Registration Rules, 2001, Rr 8, 12 and Third Schedule Trading Company with its other client in violation of the Company Code of Conduct Client, said shares were purchased from another client of the Company The client made a quick profit, saying that the transaction company representative claimed that the transaction was the result of a private agreement between the client and that the company had no evidence that there was evidence that it was An integrated scheme by the company. The company performed these transactions through the company through its clients. The company was obliged to use the transaction in a transparent and loyal manner at the best available rate, but failed to protect its client's interest and was responsible for every market participant. Was. In order to ensure that the market for investors' protection was fair, effective and transparent, do not act accordingly, then the process adopted by this company, the profanity in this profession and the interest of market participants. And the small investors' company failed to maintain a high standard of integrity because it had done wrong. , Dishonest and undesirable behaviors; work with proper skill, care and diligence in conducting your business; adhering to the provisions of the Commission's rules and regulations and Code of Conduct A (1), A (2), A (5) and B (6) violate the Code of Conduct set forth in Schedule III. Brokers and Agent Registration Rules, 2001 stated that violation of the rules and regulations was a serious matter under which the commission was required to provide
Related judgments — Securities and Exchange Commission of Pakistan, 2014
