SHOW-CAUSE NOTICE ISSUED TO DARSON SECURITIES (PVT.) LIMITED. versus
This is reflected by the stock exchange automated trading system fines trading data for violations of Section 22 Brokers and Agents Registration Rules, 2001, Rr 8, 12 and Third Schedule Rules. That the company's clients were previously engaged in. By selling its position in various scripts commissions, the letter sought clarification from the company that the company's automated trading system had placed sales orders in the client's account without prior interest. Did not interact with the stock. The stock exchange notice asserted that the Company's non-compliance resulted in the exchange of automated trading system errors to track and prevent any transaction in violation of any applicable rules and regulations. brokerage will oversee all trading activities conducted through the brokerage house. By violating the Code of Conduct, the client violated the Code of Conduct without pre-existing interviewees, which in turn violated the Code of Conduct set forth in the Third Schedule to the Registration of Brokers and Agents, 2001 The company violated Clause A to conduct its business with the necessary care and expertise. Brokers and Agents Regulation Code of Conduct, 2 and A5 of the Code of Conduct, 2001, which was a serious matter, the Commission was empowered to exercise powers under R8 (b) of the Brokers and Agents Registration Company. Also suspend the membership of Rules, 2001 The company was fined Rs 75,000
Related judgments — Securities and Exchange Commission of Pakistan, 2010
