SHOW-CAUSE NOTICES ISSUED TO MESSRS DARSON SECURITIES (PVT.) LTD. versus
Upon acting as an agent of a company without registering against the Sections 5A & 22 (C) Securities and Exchange Commission of Pakistan, it was received that the defendant was acting as agent in the securities under the Mecca Party. And he is providing shopping and services to the public. The sale of securities to the Stock Exchange Commission took notice of the breach of Section 5A of the Securities and Exchange Ordinance, 1969 and issued show cause notices to the respondents and the Company, stating that it had never filed any The person was not given the option to work. According to his name and style, any branch office also denied the allegations leveled at the showcase notice and stated that he was a person who did not work as an agent of a company and was a investor. Was not involved in securities transactions by cars / clients. Upon examining the available records, it was found that the respondents' accounts with the company were separate which were on the company's online client The company was contacted by any investor and other persons against the respondents or the company's respondents. The complaint was not filed, however, without the formal registration of the agentship with the commission company, investors / clients were cautioned and banned in any securities matters. Instructed to strictly adhere to all rules and regulations and perform their responsibilities with appropriate responsibility, skill and diligence.
Related judgments — Securities and Exchange Commission of Pakistan, 2010
