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ISLAMABAD STOCK EXCHANGE (GUARANTEE) LIMITED versus PREMIER CAPITAL MANAGEMENT (PVT.) LIMITED


Sections 20 (4) and 33 Securities and Exchange Commission Ordinance (XVII of 1969), Sections 5A, 7 and 22 (1) (C) Appointment Bench of Brokers and Agents Registration, 2001, RR 5 and 7 Commission Trading Appeal to Stock broker and stockholder after the expiry date of the certificate of registration by the broker's commissioner (securities market) and before the stock exchange failed to acknowledge similar illegal trade. The exchange was fined for RR violations. Broker Registration Stock Exchange Certificate Expiration Date of Brokers and Agents Registration Rules, 5 and 7 of 2001 and Section 5A of the Securities and Exchange Commission Ordinance, 1969, Registration of Brokers and Agents Registration 2001 Could not trade after the settlement was made. Protecting investors under the parameters set by the law and applicable laws, which cannot be done by the member by continuing and facilitating illegal trade. As the Stock Exchange once suspended trading through such a broker, but on the same day terminated the same suspension, the broker was assisted in trading the illegal stock exchange as a frontline regulator. Had failed to pay and did not act against the commander. Under Section 7 of the Ordinance Appeal, the soft opinion in the case against the stock exchange, dismissed in the circumstances

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